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PCR06: |
Regulatory Compliance |
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Understand the regulatory
framework governing the financial services industry.
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Know essential regulations
that have to be complied with.
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Introduction to Basel II.
[
Download PCR06 Seminar:
Brochure |
Content ]
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PML01: |
Anti-Money Laundering
& Anti-Terrorism Financing |
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Be aware of the seriousness
of money laundering & terrorism financing.
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Understand and comply with
the requirements laid down by the regulators.
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Identify customers as
required by the regulators?
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Identify various types of
Suspicious Transactions and take the necessary actions
required by the law.
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Take appropriate measures to
prevent attempts by parties to launder money through the
organization.
[ Download PML01
Seminar:
Brochure |
Content ]
Seminar Facilitator(s)
(For complete profile, click on the name(s) below)
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Mr. Adam K. K. Wong
B.Acc., FCPA, Certified Professional Trainer
Dr. Jeffrey C. K. Lim
Ph.D., C.Sci., C.Math., FIMA, FRM, PRM, B.Fel.